ybroker.co.za - Compliance Information

Compliance

All the compliance information you need.

INTRODUCTION

yBroker.co.za is a division of DM Consultants is an authorized financial services provider (FSP number 23629) in terms of Section 8 of the FAIS Act.1

CONTACT INFORMATION

Goldwill Office Park, 3 Squirrel Turn, Weltevreden Park, 1709. Telephone number: 011 475 0579. Claims: 010 140 0632.
Email: info@ybroker.co.za.


TCF POLICY

Our Treating Customers Fairly policy is centred around the guidelines provided by the Financial Services Board to ensure we consistently deliver fair outcomes to our clients and take responsibility for the business and staff providing an enhanced service quality to clients, based on a culture of openness and transparency. As a business, we take the requirements of the FSB seriously, in particular, the requirement to treat customers fairly.



PAIA MANUAL


This information manual provides an outline of the types of records held by yBroker.co.za and explains how one may submit requests for access to these records in terms of the Promotion of Access to Information Act, 2 of 2000 (“the Act”). It can be read here.


COMPLAINTS PROCEDURE

Should you wish to pursue a complaint against a key individual or representative of yBroker.co.za, you should address the complaint in writing to us at compliance@ybroker.co.za. If you cannot settle your complaint with us, you are entitled to refer it to the Office of the FAIS Ombud, at info@faisombud.co.za or telephone number 0860 324 766. The Ombud has been created to provide you with a redress mechanism for any inappropriate financial advice that you feel may have been given to you by a financial advisor.



CONFLICT OF INTEREST MANAGEMENT POLICY

DM Consultants has adopted and implemented a Conflict of Interest Management policy that complies with the provisions of the FAIS Act. You may email compliance@ybroker.co.za to obtain a copy of it.

PRIVACY POLICY

yBroker.co.za is committed to maintaining the privacy and security of its customers' personal and private information. Our privacy policy outlines our practices and commitment to the customer and can be read here.

WEBSITE DISCLAIMER

Whilst every care is taken to ensure that the information on FSP NAME website is current and accurate, please click here to read our full disclaimer notice.